SEC Issues Awards Totaling More Than $15 Million to Two Whistleblowers
The Securities and Exchange Commission today announced awards of more than $12.5 million and $2.5 million to two whistleblowers whose…
The Securities and Exchange Commission today charged United States Oil Fund LP, an exchange-traded product (ETP), and its general partner… The Securities and Exchange Commission today charged Puneet Dikshit, a partner at a global management consulting firm, with illegally trading… Universal Wellness Corp fka American Diversified Holdings Corporation (OTC: “ADHC”) announced today the Court in the SAVEENE vs REMO, et… Fission 3.0 Corp. (TSXV: FUU) (OTCQB: FISOF) (“Fission 3.0”) Saskatchewan is consistently ranked as a top jurisdiction globally for mining… Canada Jetlines Operations Ltd. (NEO: CJET) (“Canada Jetlines”) and Global Crossing Airlines Group Inc. (JET: TSX-V; JET.B: TSX-V; JETMF: OTCQB)… Pinnacle Bankshares Corporation (“Pinnacle” or the “Company”) (OTCQX: PPBN), the one-bank holding company for First National Bank (the “Bank”), announced… Reference is made to the announcement on 8 November 2021 and the offer document dated 5 October 2021 (the “Offer… The UCW Magazine Nov/Dec 2021 is a blockbuster issue featuring actress and model Nina Bergman, who is out with a… A New York man today admitted perpetrating a scheme to defraud more than 70 investors through a long-running securities offering…
SEC Charges Exchange-Traded Product and Its General Partner With Disclosure Failures
SEC Charges Partner at Global Consulting Firm With Insider Trading
UNIVERSAL WELLNESS HOLDING CORP (OTC: “ADHC”) PROVIDES FEDERAL COURT LITIGATION UPDATE
Fission 3.0 Corp. Comments on the Clearwater River Dene Nation
Global Crossing Airlines and Canada Jetlines Partner on Scheduled Charter Service Between Toronto and Florida
Pinnacle Bankshares Corporation Announces Cash Dividend
Exercise of FPSO Option and increase in Offer Price
Actress Nina Bergman and Artist Danielle Weber featured in The UCW Magazine Nov/Dec 2021 Issue
New York Man Admits Defrauding Investors of More Than $3.5 Million through Securities Offering Scheme
The SEC’s decision to seek public input on creating a formal exam for individuals to qualify as accredited investors marks… The center of gravity on Wall Street has shifted. What was once a landscape dominated by industrial giants, oil conglomerates… The penny stock promoter, once a dominant figure in the shadows of Wall Street, is facing an existential collapse. For… The UK’s Financial Conduct Authority is moving to bring every crypto firm operating in the country under full FCA regulation,… For years, one of the most quietly powerful advantages available to crypto investors in the United States has been the… Binance’s latest clash with European regulators centers on a narrow legal exemption the exchange has been using to continue serving… The culture of Wall Street was forged long before algorithmic trading, global liquidity engines or trillion‑dollar asset managers. Its DNA… Adam Back has always occupied a rare place in Bitcoin’s mythology, one of the few figures whose work predates the… The SEC’s New Accredited Investor Test Could Rewrite the Future of Private Markets
How Wall Street’s New Leaders Are Reshaping Global Participation in Growth
The Death of the Penny Stock Promoter
The FCA’s Push for Full Crypto Regulation
The Crypto Tax Loophole That May Be Closing and What It Means for Crypto Investors
Why the EU Is Challenging Binance’s Legal Exemption
The Old Guard and the New Game, How Lehman, Salomon and Smith Barney Built Wall Street’s Culture and How Today’s Players Are Rewriting It
Adam Back, the Blockstream Hack and Bitcoin’s Reckoning With Its Own Vulnerabilities
